SEBI’s Penalty Powers under Review - Out, Not Out, Third Umpire!

Bar & Bench March 20 2016

By Vaneesa Agrawal

The Supreme Court’s order in the matter of SEBI Through its Chairman v. Roofit Industries [(2016) 1 Comp LJ 1 (SC)] has led to a cascading effect on various matters currently pending before SEBI as well as Securities Appellate Tribunal (SAT).

SEBI’s Adjudicating Officers, under Chapter VIA of

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