Key Themes and Insights

Understanding Insider Trading: The book begins with a concise definition of insider trading, distinguishing between legal and illegal practices. This foundational knowledge is essential for finance professionals and legal practitioners alike.

International and National Regulatory Frameworks: The book delves into the regulatory environment governing insider trading, focusing on the role of the Securities and Exchange Board of India (SEBI) and significant cases that have shaped enforcement practices. Understanding these regulations is crucial for compliance and risk management. Sharma highlights the importance of compliance and risk management, situating national regulations within the context of international standards, such as those from the International Organization of Securities Commissions (IOSCO).

Challenges in Prosecution: The book also explains the prosecution process. It outlines the complexities involved in investigating insider trading cases, with insights into how regulators build successful prosecutions.

Impact of Technology: In today’s digital age, technology plays a pivotal role in trading practices. The book comments on how data analytics can enhance compliance and monitoring, while also discussing the potential for misuse in insider trading scenarios.

Ethical Considerations: The book touches on the ethical implications of insider trading, urging readers to reflect on their responsibilities in the financial ecosystem. Sharma advocates for a culture of transparency and accountability in all financial dealings.

Vishnu Mehra & Co collaborates with SS Legal